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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-11-18 |
Branch Locations
1445 Research Blvd. #340, Rockville, MD 20850 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 11/2016 | 08/2023 |
| Branch Banking And Trust (Bb&T) | Vienna | VA | 06/2016 | 11/2016 |
| Bank Of America, N.A. | Vienna | VA | 11/2016 | 08/2023 |
| J.P. Morgan Securities Llc | Chantilly | VA | 09/2023 | 11/2025 |
| Jpmorgan Chase Bank, N.A. | Chantilly | VA | 09/2023 | 11/2025 |
| Lpl Financial Llc | Rockville | MD | 11/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2025 | Present |
| Hub International Investment Services | Kansas City | MO | 11/2025 | Present |
1. 11/2025 - Hub Retirement and Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 11/17/2025 2. 11/19/2025 - Hub Retirement and Wealth Management - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/17/2025 - 160 hours per month/ 8 hours during trading 3. 11/19/2025 - Global Retirement Partners - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/17/2025 - 160 hours per month/ 8 hours during trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-07 |
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