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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-27 |
| TX | RA | APPROVED | 2026-07-27 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 11/2016 | 05/2018 |
| Lighthouse Fitness Management | Fayetteville | NC | 05/2016 | 11/2016 |
| First Citizens Bank | Fayetteville | NC | 05/2018 | 03/2020 |
| First Citizens Investor Services | Raleigh | NC | 07/2018 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayetteville | NC | 04/2020 | 07/2026 |
| Bank Of America, N.A. | Fayetteville | NC | 04/2020 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-18 |
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