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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-22 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Concord, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2019 | 01/2025 |
| Tiaa | Charlotte | NC | 09/2019 | 03/2025 |
| North Carolina Central University | Durham | NC | 08/2016 | 07/2017 |
| Northwestern Mutual | Durham | NC | 02/2017 | 06/2017 |
| Walmart | Concord | NC | 08/2019 | 11/2019 |
| Unemployed | Concord | NC | 06/2019 | 09/2019 |
| Home Depot | Matthews | NC | 10/2018 | 01/2019 |
| North Carolina Central University | Durham | NC | 08/2014 | 12/2018 |
| Associate Staffing | Charlotte | NC | 11/2018 | 03/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2025 | 02/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 11/2025 | 02/2026 |
| Unemployed | Concord | NC | 03/2025 | 11/2025 |
| University Of North Carolina Charlotte | Charlotte | NC | 09/2017 | 07/2018 |
| Tiaa | Charlotte | NC | 04/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2026 | Present |
| Wells Fargo | Charlotte | NC | 03/2019 | 05/2019 |
SPORT MODE ONE POSITION: Basketball Coach NATURE: Youth Basketball Coach INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 5201 Sharon Rd, Charlotte NC 28210, United States DESCRIPTION: Coaching Basketball
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-10-21 |
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