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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-20 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2017 | 05/2021 |
| Tiaa | Charlotte | NC | 06/2017 | 11/2021 |
| Insight Global | Charlotte | NC | 06/2016 | 09/2016 |
| Red Classic | Charlotte | NC | 12/2016 | 06/2017 |
| Unemployed | Charlotte | NC | 09/2016 | 12/2016 |
| Nuveen Securities, Llc | Charlotte | NC | 11/2021 | 12/2021 |
| Nuveen Asset Management, Llc | Chicago | IL | 11/2021 | 12/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 02/2022 | 06/2023 |
| Advised Assets Group, Llc | Greenwood Village | CO | 02/2022 | 06/2023 |
| Fidelity Investments | Greensboro | NC | 06/2023 | 04/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 05/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 05/2024 | Present |
OBA-100421|OrgNmn:Bue Properties, LLC|Org Addr:Winston-Sa,North Caro,US|OBA Nature:for future rental income flow |Invst Rel:Y|Title:owner|Duties:Real estate management flow|StrtDt:08-09-23|TotHrs/mon:2|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-25 |
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