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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-20
  • NC RA
    APPROVED
    Since 2024-05-20

Branch Locations

Clemmons, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2017 05/2021
Tiaa Charlotte NC 06/2017 11/2021
Insight Global Charlotte NC 06/2016 09/2016
Red Classic Charlotte NC 12/2016 06/2017
Unemployed Charlotte NC 09/2016 12/2016
Nuveen Securities, Llc Charlotte NC 11/2021 12/2021
Nuveen Asset Management, Llc Chicago IL 11/2021 12/2021
Gwfs Equities, Inc Greenwood Village CO 02/2022 06/2023
Advised Assets Group, Llc Greenwood Village CO 02/2022 06/2023
Fidelity Investments Greensboro NC 06/2023 04/2024
Empower Financial Services, Inc Greenwood Village CO 05/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 05/2024 Present
  • 06/2017 → 05/2021
    Charlotte, NC
  • 06/2017 → 11/2021
    Tiaa
    Charlotte, NC
  • 06/2016 → 09/2016
    Insight Global
    Charlotte, NC
  • 12/2016 → 06/2017
    Red Classic
    Charlotte, NC
  • 09/2016 → 12/2016
    Unemployed
    Charlotte, NC
  • 11/2021 → 12/2021
    Nuveen Securities, Llc
    Charlotte, NC
  • 11/2021 → 12/2021
    Chicago, IL
  • 02/2022 → 06/2023
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2022 → 06/2023
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 06/2023 → 04/2024
    Fidelity Investments
    Greensboro, NC
  • 05/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 05/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

OBA-100421|OrgNmn:Bue Properties, LLC|Org Addr:Winston-Sa,North Caro,US|OBA Nature:for future rental income flow |Invst Rel:Y|Title:owner|Duties:Real estate management flow|StrtDt:08-09-23|TotHrs/mon:2|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-25
  • S66 Uniform Combined State Law Examination
    2017-09-25
Other Names
  • Corina Buenaventura- Linares
  • Corina Buenaventura

View on SEC IAPD

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