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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
CA RA APPROVED 2022-11-08
  • TX RA
    APPROVED
    Since 2022-11-16
  • CA RA
    APPROVED
    Since 2022-11-08

Branch Locations

5260 N Palm Ave, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc Fresno CA 10/2018 03/2020
Saint Mary'S College Of California Moraga CA 09/2016 05/2018
David White & Associates San Ramon CA 11/2016 02/2017
Unemployed Fresno CA 05/2018 10/2018
Lpl Financial, Llc Fresno CA 05/2020 01/2022
Ford Financial Group, Inc. Fresno CA 05/2020 01/2022
Saint Mary'S College Of California Moraga CA 08/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fresno CA 09/2022 Present
Unemployed Fresno CA 01/2022 09/2022
Bank Of America N.A. Fresno CA 12/2022 Present
Unemployed Fresno CA 03/2020 05/2020
  • 10/2018 → 03/2020
    Scf Securities, Inc
    Fresno, CA
  • 09/2016 → 05/2018
    Saint Mary'S College Of California
    Moraga, CA
  • 11/2016 → 02/2017
    David White & Associates
    San Ramon, CA
  • 05/2018 → 10/2018
    Unemployed
    Fresno, CA
  • 05/2020 → 01/2022
    Fresno, CA
  • 05/2020 → 01/2022
    Ford Financial Group, Inc.
    Fresno, CA
  • 08/2014 → 05/2018
    Saint Mary'S College Of California
    Moraga, CA
  • 09/2022 → Present
    Fresno, CA
  • 01/2022 → 09/2022
    Unemployed
    Fresno, CA
  • 12/2022 → Present
    Bank Of America N.A.
    Fresno, CA
  • 03/2020 → 05/2020
    Unemployed
    Fresno, CA
Previous Registrations
  • 2020-08-06 → 2022-03-30
    Fresno, CA
  • 2021-10-07 → 2022-03-08
    Ford Financial Group
    Fresno, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-29
  • S66 Uniform Combined State Law Examination
    2020-06-29
Other Names
  • James Alexander Trevino
  • James A Trevino
  • James Treviño
  • James A Treviño

View on SEC IAPD

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