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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-07
  • FL RA
    APPROVED
    Since 2025-04-07

Branch Locations

2531 Landmark Dr., Suite 204, Clearwater, FL 33761 • United States

6820 W Linebaugh Ave Ste 103, Tampa, FL 33625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sammons Retirement Solutions West Des Moines IA 06/2016 04/2018
Sammons Financial Network West Des Moines IA 06/2016 04/2018
Allianz Life Financial Services, Llc Minneapolis MN 04/2018 03/2025
Allianz Life Insurance Company Of North America Minneapolis MN 04/2018 03/2025
Cambridge Investment Research, Inc. Fairfield IA 03/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2025 Present
  • 06/2016 → 04/2018
    Sammons Retirement Solutions
    West Des Moines, IA
  • 06/2016 → 04/2018
    Sammons Financial Network
    West Des Moines, IA
  • 04/2018 → 03/2025
    Allianz Life Financial Services, Llc
    Minneapolis, MN
  • 04/2018 → 03/2025
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 03/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2025 → Present
    Fairfield, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 04/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-31
S63 Uniform Securities Agent State Law Examination 2009-05-08
  • S65 Uniform Investment Adviser Law Examination
    2025-03-31
  • S63 Uniform Securities Agent State Law Examination
    2009-05-08
Other Names
  • Ned Hennessey
  • Edward John Hennessey
  • Edward Hennessey

View on SEC IAPD

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