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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-07 |
Branch Locations
2531 Landmark Dr., Suite 204, Clearwater, FL 33761 • United States
6820 W Linebaugh Ave Ste 103, Tampa, FL 33625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sammons Retirement Solutions | West Des Moines | IA | 06/2016 | 04/2018 |
| Sammons Financial Network | West Des Moines | IA | 06/2016 | 04/2018 |
| Allianz Life Financial Services, Llc | Minneapolis | MN | 04/2018 | 03/2025 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 04/2018 | 03/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2025 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 04/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-08 |
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