John David Ashley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1998 → 03/2017
  Metropolitan Life Insurance Company
  Houston, TX
• 12/1998 → 03/2017
  Metlife Securities Inc.
  Houston, TX
• 07/2016 → 05/2023
  Mass Mutual Life Insurance Company
  Houston, TX
• 03/2017 → 05/2023
  Mml Investors Services, Llc
  Houston, TX
• 05/2023 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2000 → Present
  Sand Piper Property Management
  League City, TX
• 01/2024 → Present
  A Affordable Aluminum
  Angleton, TX
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-25 → 2023-06-01
  Mml Investors Services, Llc
  Houston, TX
  Houston, TX
  Houston, TX
• 2004-06-07 → 2017-03-25
  Msi Financial Services, Inc.
  Houston, TX
  Houston, TX
  Houston, TX
• 2012-08-15 → 2015-01-02
  New England Securities
  Houston, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: X12/1998, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2023 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: SAND PIPER PROPERTY MANAGEMENT, INVESTMENT RELATED: NO, ADDRESS: 238 S. EGRET BAY BLVD #293, LEAGUE CITY, TX, 77573, NATURE OF BUSINESS: LLC, START DATE: 01/2000, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LLC TO HOLD REAL ESTATE INVESTMENT PROPERTIES; 4. NAME OF OTHER BUSINESS: A AFFORDABLE ALUMINUM; INVESTMENT RELATED: NO; ADDRESS: 101 KETCHUM DR, ANGLETON, TX 77515; NATURE OF BUSINESS: ALUMINUM PATIO COVER SALES; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: SALESPERSON; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FOLLOW UP ON CALLS REQUESTING QUOTES & INFORMATION ON PATIO COVERINGS FOR THE GREATER HOUSTON AREA; 5. NAME OF OTHER BUSINESS: JOHN DAVID ASHLEY INVESTMENT RELATED: NO, ADDRESS: 13553 CALVARY RD, #8, WILLIS, TX 77318, NATURE OF BUSINESS: RENTAL, START DATE: 02/2025, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TARDI8NG HOURS, BRIEF DESCRIPTION OF DUTIES: RENTING OUT TRAVEL TRAILER; 6. NAME OF OTHER BUSINESS: Q FOUNDATION FOR KIDS; INVESTMENT RELATED: NO; ADDRESS: 2252 GWNHURST BLVD WESLEY CHAPEL, FL 33543; NATURE OF BUSINESS: NON PROFIT; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST INTERNATIONAL FAMILIES WITH EXPENSES WHILE TRAVELING FOR MEDICAL CARE FOR CHILDREN, RAISE AWARENESS;

Exams

• S66 Uniform Combined State Law Examination
  2004-05-19
• S63 Uniform Securities Agent State Law Examination
  1999-01-23