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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
CA RA APPROVED 2020-11-27
  • TX RA
    APPROVED
    Since 2021-10-06
  • CA RA
    APPROVED
    Since 2020-11-27

Branch Locations

145 S State College Blvd, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 01/2020 Present
Meraki Autoworks Fullerton CA 02/2016 01/2020
New York Life Insurance Company Glendale CA 12/2018 01/2020
Loyola Marymount University Los Angeles CA 08/2014 05/2018
Bank Of America N.A. Brea CA 03/2020 Present
  • 01/2020 → Present
    Brea, CA
  • 02/2016 → 01/2020
    Meraki Autoworks
    Fullerton, CA
  • 12/2018 → 01/2020
    New York Life Insurance Company
    Glendale, CA
  • 08/2014 → 05/2018
    Loyola Marymount University
    Los Angeles, CA
  • 03/2020 → Present
    Bank Of America N.A.
    Brea, CA
Other Businesses

I*518174, Entity Type: Entity For Profit, Name of OBA: MERAKI AUTOWORKS , Address: fullerton, California 92833, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 02/29/2016, No Hours: 10, No Hours during trading: 0, Duties: Meraki Autoworks distributes new aftermarket automotive products. My responsibilities is to correct any issues that arise. The business is an ecommerce business and is automated to drop ship orders so no working hours are needed.I*4508392, Entity Type: Entity For Profit, Name of OBA: ATL Holdings Group, Address: Anaheim, California, 92801, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 05/05/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Investor by providing capital for projects. The purpose of this new business will be to flip properties by trying to buy property cheaper than listed, renovate them, and then sell them on the market. There are three partners, J (myself), F, and R. J and F are purely investors, while R is going to handle all the business operations including finding, renovating, and getting rid of the properties.[REDACTED]. There is no work required on my end, especially during market hours.I*4565338Entity Type: Entity For ProfitName of OBA: GS Hospitality LLCAddress: Las Vegas, Nevada, 89104Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 05/25/2026Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Received approval as a private investment, but received notice that I will be a managing member. Business focus is for hospitality (hotel, food, events, rental space). I will have ownership interest but am an investor that receives ownership interest in return. The other majority owners will be running the operation. My responsibility are none. I am receiving ownership interest in return of providing capital. I*4651269 Entity Type: Entity For Profit Name of OBA: David Kang Strategic Group Address: Las Vegas, Nevada, 89183 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/08/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Receive 1% ownership in a distribution company None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2020-11-25

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