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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Hauppauge | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Hauppauge | NY | 03/2017 | Present |
| Metlife Securities Inc. | Hauppauge | NY | 12/1998 | 03/2017 |
INDEPENDENT INSURANCE AGENT SELLING dental and group disability income,disability, fixed annuities, life accident and health, LTC, medicare related products, P&C THROUGH CHRISTOPHER R FIORELLO & FIORELLO PLANNING SERVICES (AT HOME ADDRESS) 5 TRADING AND 5 NON TRADING HOUR SINCE 1/1999 (2) NAME: FIORELLO PLANNING SERVICES, INC. INV REL: Y ADD: 1393 VETERAN'S MEMORIAL HIGHWAY, SUITE 307S, HAUPPAUGE, NY 11788 NATURE: LLC FOR RUNNING FINANCIAL SERVICE PRACTICE POSITION: OWNER START DATE: 10/10/2022 NO HRS/MO: 30 NO/HRS MO DUR TRADING: 6 DESCRIBE DUTIES: S-CORP, SET UP TO RUN OPERATING EXPENSES, PROFIT/LOSS FOR FINANCIAL SERVICES PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
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