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Christopher Robert Fiorello

Mml Investors Services, LLC

Hauppauge, NY

CRD 3163414

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Hauppauge NY 07/2016 Present
Mml Investors Services, Llc Hauppauge NY 03/2017 Present
Metlife Securities Inc. Hauppauge NY 12/1998 03/2017
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hauppauge, NY
  • 03/2017 → Present
    Hauppauge, NY
  • 12/1998 → 03/2017
    Metlife Securities Inc.
    Hauppauge, NY
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING dental and group disability income,disability, fixed annuities, life accident and health, LTC, medicare related products, P&C THROUGH CHRISTOPHER R FIORELLO & FIORELLO PLANNING SERVICES (AT HOME ADDRESS) 5 TRADING AND 5 NON TRADING HOUR SINCE 1/1999 (2) NAME: FIORELLO PLANNING SERVICES, INC. INV REL: Y ADD: 1393 VETERAN'S MEMORIAL HIGHWAY, SUITE 307S, HAUPPAUGE, NY 11788 NATURE: LLC FOR RUNNING FINANCIAL SERVICE PRACTICE POSITION: OWNER START DATE: 10/10/2022 NO HRS/MO: 30 NO/HRS MO DUR TRADING: 6 DESCRIBE DUTIES: S-CORP, SET UP TO RUN OPERATING EXPENSES, PROFIT/LOSS FOR FINANCIAL SERVICES PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-03
S63 Uniform Securities Agent State Law Examination 1998-12-30
  • S66 Uniform Combined State Law Examination
    2024-10-03
  • S63 Uniform Securities Agent State Law Examination
    1998-12-30

View on SEC IAPD

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