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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2016 | 01/2021 |
| Lisa Marino Agency | Scottsdale | AZ | 02/2016 | 09/2016 |
| The Vanguard Group, Inc. | Malvern | PA | 01/2021 | 02/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2022 | 02/2023 |
| Bofa Securities, Inc. | Charlotte | NC | 02/2023 | Present |
| 'GRand Canyon University | Phoenix | AZ | 07/2017 | 04/2019 |
I*4675285 Entity Type: N/A Name of OBA: Associa Carolinas Address: charlotte, North Carolina, 28217 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/30/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: HOA board Member for the Community where I live. Secretary, take meeting notes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-29 |
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