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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-17
CA RA APPROVED 2017-02-21
  • TX RA
    APPROVED
    Since 2017-05-17
  • CA RA
    APPROVED
    Since 2017-02-21

Branch Locations

145 S State College Blvd, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hacienda Heights CA 11/2016 Present
Bank Of America, N.A. Hacienda Heights CA 11/2016 Present
Bank Of America Hacienda Heights CA 08/2015 11/2016
Other Businesses

I*408328, Entity Type: Entity For Profit, Name of OBA: SHUN SUN, Address: DIAMOND BAR, California 91765, Investment Related: N, Position, Title, Association: Other,Committee, Employee Start Date: 07/01/2013, No Hours: 0, No Hours during trading: 0, Duties: I passed the California real estate broker license in 2013 and hold the license. Will accordingly inactivate my broker license to be compliant to the policy and rules.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-18
  • S66 Uniform Combined State Law Examination
    2017-02-18
Other Names
  • Sean Sun

View on SEC IAPD

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