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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-12 |
| CA | RA | APPROVED | 2017-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Encinitas | CA | 10/2014 | Present |
| Bank Of America, N.A. | Encinitas | CA | 10/2014 | Present |
I*8682 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: chula vista, California 91913 Nature of business: , Position, title, association: , Start date of relationship: 9/27/2019 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-17 |
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