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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-15 |
| NC | RA | APPROVED | 2020-02-03 |
| NJ | RA | APPROVED | 2019-07-26 |
| TX | RA | APPROVED_RES | 2019-07-25 |
| CA | RA | APPROVED | 2017-05-22 |
Branch Locations
1155 S Semoran Blvd Ste 1150, Winter Park, FL 32792 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Winter Park | FL | 11/2016 | Present |
| Wfgia | Winter Park | FL | 02/2011 | Present |
| Kaiser Permanente | Fontana | CA | 04/2006 | 06/2018 |
| Janelyne Yu Lara | Puerto Princesa | CA | 12/2018 | 06/2022 |
| Debtamerica | Santa Ana | CA | 11/2020 | 03/2022 |
| Net Law Group Inc. | Louisville | KY | 02/2021 | Present |
| Legacy Shield | Vedra Beach | FL | 02/2021 | Present |
| College Loan Freedom | Henderson | NV | 05/2021 | Present |
| Gc2 Transformation Financials, Inc. | Fontana | CA | 04/2022 | Present |
| Lspn Pro, Llc | Lindon | UT | 02/2023 | 07/2024 |
| Bali Computing Ltd Dba Federal Student Loan Repayment Advisors | Henderson | NV | 09/2023 | Present |
| Inheritguard, Llc | Sheridan | WY | 07/2024 | Present |
| Student Optimum Services | Mission Hills | CA | 03/2026 | 03/2026 |
| Alpha Omega Real Estate Llc | New Smyrna Beach | FL | 05/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Netlaw Group Inc | 02/2021 | Louisville KY | Not investment related | Referring Agent GC2 Transformation Financials, Inc. / 0422-Present / Investment Related: No / 13612 Newcastle Ct. Fontana, CA 92335 / President - Owner / Hrs. Work Monthly: 1 / Sec Trading Hrs: 0 / Pass through entity / Hrs. Work Monthly: 1 / Sec Trading Hrs: 0 / Pass through entity for tax purposes KY 40243/ Referring Agent / Will & Trust / Hrs Work Monthly: 2 / Sec Trading Hrs: 0 / Referring clients if there is a need. Legacy Shield / 0221-Present / Investment Related: No / 100 Executive Way, 105 Ponte Vedra Beach, FL 32082 / Referring Associate / Wills & Trusts / Hrs Work Monthly: 2 / Sec Trading Hrs: 0 / Referring clients if there is a need. BALI COMPUTING LTD DBA FEDERAL STUDENT LOAN REPAYMENT ADVISORS POSITION: referral agent NATURE: data processing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 550 Brownlee Dr, Henderson NV 89015, United States DESCRIPTION: Refer clients with Federal Student Loans that need assistance in applying for student debt loan repayment programs. INHERITGUARD, LLC \ POSITION: not applicable NATURE: Providing bundled professional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/08/2024 ADDRESS: 30 N Gould St, Ste 41954, Sheridan WY 82801\ DESCRIPTION: client communications, follow -up with client issues, provide education on estate planning issues, schedule appointments Net Law Group Inc. Investment related No 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243 /Referring Agent / Estate Planning Services - Self completed forms and archiving services. / hrs work monthly: 1 / Sec trading hrs: 0 / Referring people to their services when they are in need of a will or trust. College Loan Freedom (STUDENT OPTIMUM SERVICES) POSITION: Referring Agent NATURE: College Loan Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2026 ADDRESS: 15455 San Fernando Mission Blvd, Ste 409, Mission Hills CA 91345, United States DESCRIPTION: I will only be referring clients that need help with paying and managing college loans - only applies to Federal SchoolLoans. ALPHA OMEGA REAL ESTATE LLC POSITION: Sole Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2026 ADDRESS: 166 Ashby Cove Ln, New Smyrna Beach FL 32168-9190, United States DESCRIPTION: No daily activity. My husband is managing it.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-08 |
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