Carlton J Smith

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 01/2017
  Cfe Federal Credit Union
  Lake Mary, FL
• 01/2017 → 12/2019
  Enterprise Holdings
  Duncanville, TX
• 12/2019 → 03/2023
  Fairwinds Credit Union
  Orlando, FL
• 03/2023 → 02/2024
  Charles Schwab & Co., Inc
  Orlando, FL
• 10/2025 → Present
  Thrivent Investment Management Inc
  Winter Park, FL
• 03/2024 → 10/2025
  Kingdom Economy
  Orlando, FL
• 11/2025 → 12/2025
  Thrivent Financial
  Appleton, WI
• 12/2025 → Present
  Thrivent Financial
  Appleton, WI

Exams

• S66 Uniform Combined State Law Examination
  2025-10-14
• S63 Uniform Securities Agent State Law Examination
  2023-07-26

Other Names

• Carlton Jerome Smith
• Carlton Jerome Smith