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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-02-06 |
Branch Locations
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
3410 E 1St Ave, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Networks Llc | El Segundo | CA | 11/2016 | 09/2019 |
| Uber/Lyft | Denver | CO | 05/2016 | 12/2019 |
| Cetera Advisors Llc | Denver | CO | 11/2016 | 09/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2016 | 09/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2016 | 09/2019 |
| First Allied Securities, Inc. | San Diego | CA | 11/2016 | 09/2019 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 11/2016 | 09/2019 |
| U.S. Bank | Denver | CO | 10/2019 | 10/2022 |
| U.S. Bancorp Investments, Inc. | Denver | CO | 10/2019 | 10/2022 |
| Raymond James Financial Services, Inc. | Boulder | CO | 10/2022 | 02/2023 |
| Raymond James Financial Services Advisors, Inc. | Boulder | CO | 10/2022 | 02/2023 |
| First National Investment & Planning | Boulder | CO | 10/2022 | 02/2023 |
| First Investment Planning | Boulder | CO | 10/2022 | 02/2023 |
| Key Investment Services | Denver | CO | 02/2023 | Present |
1.) Musician ie: weddings, ect; not investment related; Wheat Ridge, Colorado; 1/2012; 10 hours during non-trading hours. 2.) RENTAL INCOME; NATURE: Renting my home/property; INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0; START DATE: 06/01/2025; ADDRESS: 4375 Marhsall St, Wheat Ridge CO 80033, United States; DESCRIPTION: Managing and maintaining the property SANDRY PROPERTIES, LLC POSITION: null NATURE: Renting my home/property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 4375 Marshall St, Wheat Ridge CO 80033, United States DESCRIPTION: Managing and maintaining the property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-15 |
| S66 | Uniform Combined State Law Examination | 2018-11-26 |
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