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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Saint Louis | MO | 07/2015 | 11/2020 |
| Bank Of America, N.A. | New York | NY | 07/2015 | 11/2020 |
| Citigroup | O'FAllon | MO | 11/2020 | 08/2024 |
| Principal Life Insurance Company | Des Moines | IA | 08/2024 | 02/2025 |
| Principal Securities, Inc. | Des Moines | IA | 08/2024 | 02/2025 |
| Principal Advised Services | Des Moines | IA | 08/2024 | 02/2025 |
| Charles Schwab | Ofallon | MO | 05/2025 | Present |
| Charles Schwab Bank | O'FAllon | MO | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
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