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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 11/2016 | Present |
| Secu Life Insurance Company | Raleigh | NC | 11/2016 | Present |
| State Employees' Credit Union | Thomasville | NC | 01/2013 | Present |
| Credit Union Investment Services | Raleigh | NC | 03/2017 | Present |
| Members Trust Company | Tampa | FL | 11/2018 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 1/2013. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 11/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: NOVEMBER, 2018. TITLE: TRUST REP. Rental Property Owner. Address: 6000 N Ocean Blvd. #323 N. Myrtle Beach, SC. 29582. Duties: Manage property. Hours Per Month: TBD. Compensation: TBD First Prebsbyterian Church Address: 15 West 3rd Ave. Lexington, NC 27292 Type of Business: Church Title: Elder on Finance Committee Duties: Review monthly financial reports, help prepare annual budget, review long term church financial needs. Start Date: 08/17/2025 Hours per Month devoted: TBD approx 2 hrs per sn. Website: www.fpclexnc.com
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-14 |
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