Michael Brendan Flaherty

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 05/2023
  Wells Fargo Clearing Services, Llc
  Branford, CT
• 01/2024 → 10/2025
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Hartford, CT
• 05/2023 → 01/2024
  Homemaker
  Berlin, CT
• 01/2024 → 10/2025
  Bank Of America, N.A.
  Hartford, CT
• 06/2026 → Present
  Raymond James Financial Services, Inc.
  Holyoke, MA
• 06/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Holyoke, MA
• 11/2025 → 06/2026
  Homemaker
  West Hartford, CT
• 12/2012 → 05/2023
  Wells Fargo Bank, Na
  Rocky Hill, CT
• 06/2026 → Present
  Peoples Bank
  Holyoke, MA

Previous Registrations

• 2024-02-02 → 2025-10-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
• 2017-03-20 → 2023-05-17
  Wells Fargo Clearing Services, Llc
  Branford, CT
  Melville, NY
  Rocky Hill, CT

Other Businesses

(1) Name of Business: Peoples Wealth Advisory Address: 1866 Northampton St, Holyoke , MA, 01040-2280, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/22/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor-

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-20
• S63 Uniform Securities Agent State Law Examination
  2017-02-20

Other Names

• Michael Flaherty
• Michael Brendan Flaherty
• Michael B Flaherty