Stephen Francis Sypek

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 12/2025
  Ubs Financial Services Inc
  Rockland, MA
• 12/2025 → Present
  Wells Fargo Clearing Services, Llc
  Boston, MA

Previous Registrations

• 2018-08-07 → 2025-12-12
  Ubs Financial Services Inc.
  Rockland, MA
  Falmouth, MA

Other Businesses

My Brothers Keeper-Easton,MA / 300 Washington Street Easton, MA 02334 / United States / mybrotherskeeper.org / Charity / Delivery of furniture and food to the less fortunate / Other / Member of Development Board / Assist in organizing and promoting Fundraising events for the organization / Start Date 10/10/2019 /

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-09
• S63 Uniform Securities Agent State Law Examination
  1999-01-28