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Mansoor Ali Saqi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, CA

Rocklin, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-03
CA RA APPROVED 2024-11-15
  • TX RA
    APPROVED_RES
    Since 2025-01-03
  • CA RA
    APPROVED
    Since 2024-11-15

Branch Locations

47 Lincoln Blvd, Lincoln, CA 95648 • United States

2205 Sunset Blvd, Rocklin, CA 95765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Roseville CA 03/2015 10/2024
Wells Fargo Clearing Services Llc Roseville CA 11/2016 10/2024
Home Depot Roseville CA 02/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rocklin CA 10/2024 Present
Bank Of America, N.A. Rocklin CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-09
S63 Uniform Securities Agent State Law Examination 2017-02-18
  • S66 Uniform Combined State Law Examination
    2021-04-09
  • S63 Uniform Securities Agent State Law Examination
    2017-02-18
Other Names
  • Mansoor Saqi

View on SEC IAPD

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