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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-02-27 |
| NJ | RA | APPROVED | 2019-02-21 |
Branch Locations
800 Kinderkamack Rd.STe 100S, Oradell, NJ 07649 • United States
Hoboken, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ey/Tapfin | Secaucus | NJ | 09/2016 | 12/2016 |
| Schnackenberg's | Hoboken | NJ | 07/2016 | 09/2016 |
| Better Home Financial | San Dimas | CA | 01/2017 | 04/2017 |
| Ey | Secaucus | NJ | 04/2017 | 07/2017 |
| Ey | Secaucus | NJ | 07/2017 | 11/2018 |
| Lpl Financial Llc | Oradell | NJ | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 2017-06-17 |
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