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Alexis Mcmullin Stasie

Schwab Wealth Advisory, Inc.

Orlando, FL

San Francisco, CA

CRD 6728415

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-06
  • FL RA
    APPROVED
    Since 2024-06-06

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc Tampa FL 06/2017 05/2024
Student/Intern Winter Spring FL 07/2016 05/2017
J.W. Cole Advisors, Inc. Tampa FL 08/2022 05/2024
Schwab Wealth Advisory, Inc. Orlando FL 05/2024 Present
Charles Schwab & Co., Inc. Orlando FL 05/2024 Present
  • 06/2017 → 05/2024
    J.W. Cole Financial, Inc
    Tampa, FL
  • 07/2016 → 05/2017
    Student/Intern
    Winter Spring, FL
  • 08/2022 → 05/2024
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 05/2024 → Present
    Schwab Wealth Advisory, Inc.
    Orlando, FL
  • 05/2024 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-06-18
  • S63 Uniform Securities Agent State Law Examination
    2024-06-18
Other Names
  • Lexie Mcmullin
  • Alexis Nicole Mcmullin
  • Alexis Mcmullin

View on SEC IAPD

Nearby Firms

CHARLES SCHWAB & CO., INC.
TIMOTHY PARTNERS, LTD.
FIDUCIARY FIRST

Nearby Investors

Christopher L Turner
CHRISTOPHER CARL BLOHM
James Hasting Benoit

Nearby Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL

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