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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-08
  • IL RA
    APPROVED
    Since 2021-10-08

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

27575 Ferry Rd Suite D, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 11/2016 10/2021
Forero-Pearson Chicago IL 03/2016 10/2016
Lasalle St. Securities, Llc Elmhurst IL 10/2021 Present
Lasalle St. Investment Advisors, Llc Elmhurst IL 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-08
  • S66 Uniform Combined State Law Examination
    2017-05-08
Other Names
  • Caitlyn Elizabeth Milheron
  • Caitlyn Karl
  • Caitlyn Elizabeth Karl

View on SEC IAPD

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