Chelsie Charolette Brandon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-03-02
TX	RA	APPROVED	2017-03-02

IL RA
APPROVED

Since 2017-03-02
TX RA
APPROVED

Since 2017-03-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
At&T Mobility	Oakbrook Terrace	IL	05/2009	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	10/2016	Present
Bank Of America, N.A.	Rolling Meadows	IL	03/2017	Present

05/2009 → 10/2016

At&T Mobility

Oakbrook Terrace, IL
10/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
03/2017 → Present

Bank Of America, N.A.

Rolling Meadows, IL

Other Businesses

I*1947335 , Entity Type, Charitable Name of OBA:Sneakers to Scrubs Address:Oak Brook,IL, 60523 Related: Position, Title, Association: Board Member Employee Start Date: 08/26/2024 No Hours: 50 YEARLY No Hours during trading: 0 Duties:Sneakers to Scrubs is dedicated to combating the decline of Black men in medicine by leveraging the unique experiences of diverse athletes to transform the healthcare landscape. They envision a future where healthcare professionals reflect the diversity of the communities they serve leading to improved health outcomes and reduced disparities. They do this through introducing middle school student-athletes to healthcare careers, connecting high school athletes with shadowing, research and preparatory programs and supporting college and post-baccalaureate students on their journey to medical school. I intend to join the Football Division Committee which manages football related programs and outreach by developing and evaluating football specific programs, identifying and cultivating partnerships within the football community and monitoring the impact and effectiveness of football initiatives.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-01

S66 Uniform Combined State Law Examination

2017-03-01

Other Names

Chelsie Brandon

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