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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
MD RA APPROVED 2017-01-20
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • MD RA
    APPROVED
    Since 2017-01-20

Branch Locations

Cockeysville, MD • United States

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 11/2016 Present
Global Payments Inc Owings Mills MD 06/2010 10/2016
Other Businesses

I*1431262 Entity Type, Name of OBA: Wilmer Eye Institute Address of business: Baltimore, Maryland, 21287 Investment related: No Position, title, association: Other, Start date of relationship: 9/1/2023 Number of hours devoted: 4 Yearly Number of hours devoted during trading hours: 4 yearly Duties: Paid medical study involving periodic eye exams over a period of time. No responsibilities other than to allow my eyes to be examined and photographed over the course of 2-5 years. I*1830261 Entity Type: Entity For Profit Name of OBA: Amazon Vine Address: Seattle, Washington, 98108 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/17/2024 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: The outside organization is Amazon, an online retailer. My responsibility is to select products to receive at no charge and write reviews of those products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-19
  • S66 Uniform Combined State Law Examination
    2017-01-19
Other Names
  • Del Place

View on SEC IAPD

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