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Tiffany Peiting Ho

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-20
CA RA APPROVED 2021-10-19
  • TX RA
    APPROVED
    Since 2021-10-20
  • CA RA
    APPROVED
    Since 2021-10-19

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson Square Financial San Francisco CA 11/2016 08/2021
Unemployed Livermore CA 12/2015 10/2016
Lpl Financial, Llc San Francisco CA 11/2016 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 09/2021 Present
Primer Access San Francisco CA 06/2016 11/2016
  • 11/2016 → 08/2021
    Jackson Square Financial
    San Francisco, CA
  • 12/2015 → 10/2016
    Unemployed
    Livermore, CA
  • 11/2016 → 08/2021
    Lpl Financial, Llc
    San Francisco, CA
  • 09/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Walnut Creek, CA
  • 06/2016 → 11/2016
    Primer Access
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-12
  • S66 Uniform Combined State Law Examination
    2021-04-12

View on SEC IAPD

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DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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