Eric Robert Dean

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 12/2018
  Penn Mutual Life Insurance
  Horsham, PA
• 11/2016 → 12/2018
  Hornor Townsend & Kent Inc
  Horsham, PA
• 12/2018 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 12/2018 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1.Babson Alumni Association, 231 Forest Street, Babson Park, MA 02457, Director of Alumni Engagement, not investment related, increase alumni engagement with the school, Effective July 1, 2018, approximately 1 hour per month, zero compensation.2. Penn Mutual, currently a broker contract with Concord Wealth Management, Penn Mutual in order to maintain servicing rights to clients acquired while at Concord Wealth Management over a 3 year period prior to joining Equitable, due to Penn Mutual's recent decision to stop product sales through the BGA channel, also maintain the ability to sell their whole life product via this broker contract, no other Penn Mutual fixed or variable product sales will be sold outside of Equitable Network, January 1, 2019, fixed annuity, term life, UL, WL, this is to maintain servicing rights of existing fixed annuity clients, this is to maintain servicing rights of existing term life clients, this is to maintain servicing rights of existing universal life clients, this is to maintain servicing rights of existing whole life clients as well as continue to sell their whole life product directly through the carrier as Penn Mutual no longer offers their products through Equitable Network, BGA channel. 3. Group Benefits Provider, Group Health Specialists, 160 Speen Street, Suite 301, Framingham, MA 01701, broker, provide referrals to entities who need group benefits, September 27, 2019, 1 hour per month, 200.00 yearly compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-20
• S63 Uniform Securities Agent State Law Examination
  2017-01-31