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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
| PA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1601 Market Street Suite 2525, Philadelphia, PA 19103 • United States
Cherry Hill, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morris J Cohen & Co P.C. | Philadelphia | PA | 10/1987 | Present |
| 1St Global Capital Corp. | Philadelphia | PA | 12/1998 | 10/2019 |
| 1St Global Advisors, Inc | Philadelphia | PA | 04/1999 | 10/2019 |
| Avantax Insurance Services, Inc. | Philadelphia | PA | 08/2005 | 09/2025 |
| Gryphon Financial Wealth Advisors, Llc | Philadelphia | PA | 12/2004 | Present |
| Avantax Advisory Services | Philadelphia | PA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Philadelphia | PA | 10/2019 | 09/2025 |
| Mckonly & Asbury, Llp | Philadelphia | PA | 01/2024 | Present |
| Cetera Wealth Services, Llc | Margate | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
2) GRYPHON FINANCIAL WEALTH ADVISORS, LLC POSITION: PRESIDENT AND MEMBER NATURE: DBA for financial services activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2004 ADDRESS: 1601 Market St, Suite 2525, Philadelphia PA 19103, United States DESCRIPTION: Gryphon Financial Wealth Advisors, LLC is our DBA for providing financial services to our clients. I am responsible for providing the financial services and for managing this entity. 3)MCKONLY & ASBURY, LLP POSITION: Director NATURE: Accounting and consulting firm INVESTMENT RELATED: No NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 1601 Market Street, Suite 2525, Philadelphia PA 19103, United States DESCRIPTION: Provide management services to the Philadelphia office. Provide tax compliance and consulting services to client base. 4) MORRIS J COHEN & CO P.C.; OTHER - PRINCIPAL; NIR; 10/01/1987;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-01-29 |
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