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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
PA RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Margate, NJ • United States

1601 Market Street Suite 2525, Philadelphia, PA 19103 • United States

Cherry Hill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morris J Cohen & Co P.C. Philadelphia PA 10/1987 Present
1St Global Capital Corp. Philadelphia PA 12/1998 10/2019
1St Global Advisors, Inc Philadelphia PA 04/1999 10/2019
Avantax Insurance Services, Inc. Philadelphia PA 08/2005 09/2025
Gryphon Financial Wealth Advisors, Llc Philadelphia PA 12/2004 Present
Avantax Advisory Services Philadelphia PA 10/2019 09/2025
Avantax Investment Services, Inc. Philadelphia PA 10/2019 09/2025
Mckonly & Asbury, Llp Philadelphia PA 01/2024 Present
Cetera Wealth Services, Llc Margate NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1987 → Present
    Morris J Cohen & Co P.C.
    Philadelphia, PA
  • 12/1998 → 10/2019
    1St Global Capital Corp.
    Philadelphia, PA
  • 04/1999 → 10/2019
    1St Global Advisors, Inc
    Philadelphia, PA
  • 08/2005 → 09/2025
    Avantax Insurance Services, Inc.
    Philadelphia, PA
  • 12/2004 → Present
    Gryphon Financial Wealth Advisors, Llc
    Philadelphia, PA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Philadelphia, PA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Philadelphia, PA
  • 01/2024 → Present
    Mckonly & Asbury, Llp
    Philadelphia, PA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Margate, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Philadelphia, PA
    Margate, NJ
    Cherry Hill, NJ
  • 2005-05-23 → 2020-12-31
    Gryphon Financial Wealth Advisors, Llc
    Philadelphia, PA
  • 1999-04-23 → 2019-10-25
    1St Global Advisors Inc
    Philadelphia, PA
Other Businesses

2) GRYPHON FINANCIAL WEALTH ADVISORS, LLC POSITION: PRESIDENT AND MEMBER NATURE: DBA for financial services activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2004 ADDRESS: 1601 Market St, Suite 2525, Philadelphia PA 19103, United States DESCRIPTION: Gryphon Financial Wealth Advisors, LLC is our DBA for providing financial services to our clients. I am responsible for providing the financial services and for managing this entity. 3)MCKONLY & ASBURY, LLP POSITION: Director NATURE: Accounting and consulting firm INVESTMENT RELATED: No NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 1601 Market Street, Suite 2525, Philadelphia PA 19103, United States DESCRIPTION: Provide management services to the Philadelphia office. Provide tax compliance and consulting services to client base. 4) MORRIS J COHEN & CO P.C.; OTHER - PRINCIPAL; NIR; 10/01/1987;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-29
  • S66 Uniform Combined State Law Examination
    1999-01-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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