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Alexander R Gast

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-15
CA RA APPROVED 2023-11-16
  • TX RA
    APPROVED
    Since 2023-12-15
  • CA RA
    APPROVED
    Since 2023-11-16

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Mountain View CA 11/2016 09/2022
Fremont Bank Union City CA 02/2016 11/2016
Jp Morgan Securities Llc Mountain View CA 11/2016 09/2022
Morgan Stanley Palo Alto CA 10/2022 10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 10/2023 Present
Bank Of America N.A. San Jose CA 11/2023 Present
  • 11/2016 → 09/2022
    Jp Morgan Chase Bank
    Mountain View, CA
  • 02/2016 → 11/2016
    Fremont Bank
    Union City, CA
  • 11/2016 → 09/2022
    Jp Morgan Securities Llc
    Mountain View, CA
  • 10/2022 → 10/2023
    Morgan Stanley
    Palo Alto, CA
  • 10/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 11/2023 → Present
    Bank Of America N.A.
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-24
S63 Uniform Securities Agent State Law Examination 2017-02-09
  • S66 Uniform Combined State Law Examination
    2023-03-24
  • S63 Uniform Securities Agent State Law Examination
    2017-02-09
Other Names
  • Alex Raymond Gast
  • Alexander Raymond Gast

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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