Scott Andrew Nelson

Current Employers

Legacy Financial Group

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-09
NE	RA	APPROVED	2026-02-05
IA	RA	APPROVED	2017-09-15

TX RA
APPROVED_RES

Since 2026-02-09
NE RA
APPROVED

Since 2026-02-05
IA RA
APPROVED

Since 2017-09-15

Branch Locations

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy Financial Group, Llc	Des Moines	IA	11/2016	Present
Select Medical	Mechanicsburg	PA	09/2015	10/2016

11/2016 → Present

Legacy Financial Group, Llc

Des Moines, IA
09/2015 → 10/2016

Select Medical

Mechanicsburg, PA

Other Businesses

Insurance Sale: Not investment related. 6000 Grand Ave Ste B Des Moines IA 50312. 7/21/2021. Provides life insurance and fixed annuity product sales as an agent. 2 hours per month during securities hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-09-15

S65 Uniform Investment Adviser Law Examination

2017-09-15

Other Names

Scott Nelson

View on SEC IAPD