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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-10-27 |
| TX | RA | APPROVED | 2023-10-26 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 11/2016 | Present |
| Jordan Credit Union | Sandy | UT | 10/2013 | 10/2016 |
| Financial Innovation Group | Riverton | UT | 07/2015 | Present |
| Morgan Stanley | Sandy | UT | 01/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
(A) 1. Financial Innovations Group (FIG) 2. Investment Related: Yes 3. 11657 S. Redwood Rd, South Jordan, UT 84095 4. Credit card processing company 5. Sales Representative 6. July 2015 7. Hours devoted to business: 0 8. Hours devoted during Securities business: 0 9. I'm not actively involved in the business. *539853 -Event Village; Investment related: No; Saratoga, Utah; Retail/Online Stores; Owner(proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 15; Sales/Marketing, Business Development/Growth, Design Digital Downloads
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-31 |
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