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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-08-22
TX RA APPROVED 2017-08-21
  • KS RA
    APPROVED
    Since 2023-08-22
  • TX RA
    APPROVED
    Since 2017-08-21

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Austin TX 11/2016 07/2017
Bbva Compass Austin TX 03/2013 09/2016
Unemployed Austin TX 09/2016 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 07/2017 Present
Bank Of America, N.A. Leawood KS 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-17
  • S66 Uniform Combined State Law Examination
    2017-03-17
Other Names
  • Peyton Blaine Arana
  • Peyton Arana

View on SEC IAPD

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