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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-08-21
  • GA RA
    APPROVED
    Since 2018-08-21

Branch Locations

3314 Peachtree Road, Atlanta, GA 30326-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Tutor Sugar Land TX 06/2014 11/2016
Charles Schwab & Co., Inc. Atlanta GA 11/2016 Present
Charles Schwab Bank Atlanta GA 08/2018 Present
  • 06/2014 → 11/2016
    Self Employed Tutor
    Sugar Land, TX
  • 11/2016 → Present
    Atlanta, GA
  • 08/2018 → Present
    Charles Schwab Bank
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-19
S63 Uniform Securities Agent State Law Examination 2017-03-24
  • S66 Uniform Combined State Law Examination
    2017-10-19
  • S63 Uniform Securities Agent State Law Examination
    2017-03-24

View on SEC IAPD

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