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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED | 2017-10-25 |
| MD | RA | APPROVED | 2017-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Na | MD | 05/2013 | 11/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2016 | 09/2017 |
| Northwestern Mutual Investment Services Llc | Columbia | MD | 11/2016 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 09/2017 | Present |
I*109298For profit or not for profit: For-Profit OrganizationName of outside business organization: Hakonix Technologies LLCInvestment related: NAddress of business: Ellicott City, Maryland 21042Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 1/5/2015Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Online sales of computer accessories I*4508321 Entity Type: Entity For Profit Name of OBA: Intele Travel Address: Delray Beach, Florida, 33445 Investment Related: No Position, Title, Association: Other Employee Start Date: 05/18/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: It is the world's largest and oldest host travel agency allowing individuals becomes independent home based travel agent This involves acting as an independent travel advisor outside of primary employment. Responsibilities include completing required training, using Intele Travel's platform to facilitate travel bookings for clients, complying with company policies and applicable regulations, and managing client communications and services independently. No responsibilities overlap with or are performed during the member's primary employer's work hours or using employer resources.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-17 |
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