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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-01-05
TX RA APPROVED 2026-01-02
  • UT RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2026-01-02

Branch Locations

1389 Center Drive Suite 200, Park City, UT 84098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Salt Lake City UT 11/2016 12/2025
Unemployed Salt Lake City UT 06/2016 11/2016
Raymond James Financial Services, Inc. Park City UT 01/2026 Present
Raymond James Financial Services Advisors, Inc. Park City UT 01/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: Lumina Wealth Advisors Address: 1389 Center Dr Ste 200, Park City, UT, 84098-7660, United States Activity Type: Support Company - Owner Position/Title: Other, Associate/Employee, Officer - President Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner/Director/Administrator/Wealth Advisor (employee of Lumina Wealth Advisors, a s-corp) (2)Name of Business: Mountain Mama Music Address: 7768 Susans Circle, Park City, UT, 84098, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 07/24/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Musical Performance: vocalist, instrumentalist (3)Name of Business: Schmoores Trust Address: 7768 Susan's Circle, Park City, UT, 84098, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/23/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: property management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
  • S66 Uniform Combined State Law Examination
    2017-02-27
Other Names
  • Lisa Rae Botts

View on SEC IAPD

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