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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-13
CA RA APPROVED 2022-06-09
  • TX RA
    APPROVED
    Since 2022-06-13
  • CA RA
    APPROVED
    Since 2022-06-09

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc La Jolla CA 09/2017 10/2020
University Of California, San Diego La Jolla CA 09/2013 06/2017
Wells Fargo Clearing Services, Llc Woodland Hills CA 04/2022 Present
Unemployed San Diego CA 01/2021 03/2022
San Diego State University San Diego CA 03/2018 08/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-16
  • S66 Uniform Combined State Law Examination
    2018-02-16
Designations
  • Certified Financial Planner
Other Names
  • Jared Hemann
  • Jared Raymond Hemann

View on SEC IAPD

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