Robbie Smith White

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-08-29

TX RA
APPROVED

Since 2016-08-29

Branch Locations

6101 S Broadway Ste 110 [Support Center], Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Tyler	TX	01/2016	11/2016
Wells Fargo Clearing Services, Llc	Tyler	TX	11/2016	Present

01/2016 → 11/2016

Wells Fargo Advisors Llc

Tyler, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tyler, TX

Previous Registrations

2011-06-23 → 2011-09-22

Morgan Stanley

Longview, TX

Tyler, TX
2009-06-01 → 2010-04-28

Morgan Stanley

Dallas, TX

Dallas, TX
2001-06-25 → 2009-06-01

Citigroup Global Markets Inc.

Tyler, TX

Dallas, TX

Dallas, TX

Tyler, TX

Other Businesses

EXECUTRIX OF MOTHER'S ESTATE; INV. RELATED; WHITE OAK, TX; START DATE 11/2022; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: SELL REAL ESTATE AND DIVIDE ASSETS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-29
S63	Uniform Securities Agent State Law Examination	1999-03-24

S66 Uniform Combined State Law Examination

2016-08-29
S63 Uniform Securities Agent State Law Examination

1999-03-24

Other Names

Robbie Ann Smith

View on SEC IAPD