Douglas Edward Soons

Employer firm

Revolution Capital, Inc CRD 132041

$49.7M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Revolution Capital, Inc

Salem, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2000-01-01

MA RA
APPROVED

Since 2000-01-01

Branch Locations

Salem, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Revolution Capital, Inc	Cambridge	MA	01/2000	Present

01/2000 → Present

Revolution Capital, Inc

Cambridge, MA

Other Businesses

Sanderling Expat Advisors, SAS, 1 carrefour Joust, Rennes, France 35000. This is a financial advisor business for Americans that live in France that I own 50%. The firm was founded in February of 2022 and commenced operation in January of 2023. Approximately 80 per month are devoted to this business which occurs outside of securities trading hours. The firm provides financial planning and financial advice to American citizens or green card holders living in France.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-11
S63	Uniform Securities Agent State Law Examination	1998-12-22

S65 Uniform Investment Adviser Law Examination

1999-11-11
S63 Uniform Securities Agent State Law Examination

1998-12-22

Other Names

Douglas Edward Soons

View on SEC IAPD