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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-23
AL RA APPROVED 2020-09-22
GA RA APPROVED 2020-09-17
  • FL RA
    APPROVED
    Since 2021-03-23
  • AL RA
    APPROVED
    Since 2020-09-22
  • GA RA
    APPROVED
    Since 2020-09-17

Branch Locations

145 Millard Farmer Industria, Newnan, GA 30263 • United States

701 Second Avenue, Opelika, AL 36801 • United States

300 Church St, Lagrange, GA 30240 • United States

820 Dixie Street, Carrollton, GA 30117 • United States

600 Third Avenue, West Point, GA 31833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2016 10/2018
Kia Motors Manufacturing Georgia, Inc. West Point GA 09/2010 11/2016
L.M. Kohn & Company Cincinnati OH 10/2018 10/2019
Nbc Securities Inc Lagrange GA 11/2019 09/2020
Lpl Financial Llc Lagrange GA 09/2020 Present
South State Bank Lagrange GA 09/2020 Present
Center State (Accquired By South State) Lagrange GA 11/2019 09/2020
  • 11/2016 → 10/2018
    St Louis, MO
  • 09/2010 → 11/2016
    Kia Motors Manufacturing Georgia, Inc.
    West Point, GA
  • 10/2018 → 10/2019
    L.M. Kohn & Company
    Cincinnati, OH
  • 11/2019 → 09/2020
    Nbc Securities Inc
    Lagrange, GA
  • 09/2020 → Present
    Lagrange, GA
  • 09/2020 → Present
    South State Bank
    Lagrange, GA
  • 11/2019 → 09/2020
    Center State (Accquired By South State)
    Lagrange, GA
Previous Registrations
  • 2019-11-18 → 2020-09-30
    Lagrange, GA
    Birmingham, AL
    Lagrange, GA
  • 2018-10-11 → 2019-11-04
    L.M. Kohn & Company
    Lagrange, GA
    Lagrange, GA
    Cincinnati, OH
    Cincinnati, OH
  • 2017-02-01 → 2018-10-10
    Lagrange, GA
    Lagrange, GA
    St Louis, MO
Other Businesses

1. 3/2/2021 - SouthState Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/26/2021 - 220 Hours Per Month/7 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-24
  • S66 Uniform Combined State Law Examination
    2017-01-24

View on SEC IAPD

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