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Current Employers
Sovereign Financial Group, Inc.

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-04-29
  • MI RA
    APPROVED
    Since 2025-04-29

Branch Locations

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Laingsburg, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cg Financial Williamston MI 11/2016 04/2025
Sandler And Travis Trade Advisory Services Farmington Hills MI 07/2013 11/2016
Sovereign Financial Group, Inc. Laingsburg MI 04/2025 Present
  • 11/2016 → 04/2025
    Cg Financial
    Williamston, MI
  • 07/2013 → 11/2016
    Sandler And Travis Trade Advisory Services
    Farmington Hills, MI
  • 04/2025 → Present
    Laingsburg, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-27
  • S65 Uniform Investment Adviser Law Examination
    2017-06-27

View on SEC IAPD

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