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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-13
  • CA RA
    APPROVED
    Since 2019-03-13

Branch Locations

888 Prospect Sreet 200, La Jolla, CA 92037 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Solana Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
On Semiconductor Phoenix AZ 04/2003 10/2016
Unemployed Solana Beach CA 10/2016 Present
Sanmina Corporation Solana Beach CA 07/2017 Present
Kestra Advisory Services, Llc La Jolla CA 03/2019 Present
Kestra Investment Services, Llc La Jolla CA 06/2017 Present
  • 04/2003 → 10/2016
    On Semiconductor
    Phoenix, AZ
  • 10/2016 → Present
    Unemployed
    Solana Beach, CA
  • 07/2017 → Present
    Sanmina Corporation
    Solana Beach, CA
  • 03/2019 → Present
    La Jolla, CA
  • 06/2017 → Present
    Kestra Investment Services, Llc
    La Jolla, CA
Other Businesses

Business Name: Financial Partners Investment Related: Yes Address: 888 Prospect Street La Jolla CA 92037 Nature of Business: Registered Field Assistant Position, Title or Relationship: Field Assistant Start Date: 12/1/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: General back up calls and looking for potential clients Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Assistant Start Date: 6/1/2017 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: General back up calls and looking for potential clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-17
  • S66 Uniform Combined State Law Examination
    2017-03-17
Other Names
  • Gregory Ochinero

View on SEC IAPD

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