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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-13 |
Branch Locations
888 Prospect Sreet 200, La Jolla, CA 92037 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Solana Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| On Semiconductor | Phoenix | AZ | 04/2003 | 10/2016 |
| Unemployed | Solana Beach | CA | 10/2016 | Present |
| Sanmina Corporation | Solana Beach | CA | 07/2017 | Present |
| Kestra Advisory Services, Llc | La Jolla | CA | 03/2019 | Present |
| Kestra Investment Services, Llc | La Jolla | CA | 06/2017 | Present |
Business Name: Financial Partners Investment Related: Yes Address: 888 Prospect Street La Jolla CA 92037 Nature of Business: Registered Field Assistant Position, Title or Relationship: Field Assistant Start Date: 12/1/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: General back up calls and looking for potential clients Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Assistant Start Date: 6/1/2017 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: General back up calls and looking for potential clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-17 |
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