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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
NY RA APPROVED 2021-03-31
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Westbury NY 12/2016 05/2017
Unemployed Greenvale NY 08/2016 11/2016
Foresters Financial Services Westbury NY 05/2017 06/2019
Foresters Advisory Services Westbury NY 01/2019 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Westbury NY 06/2019 Present
  • 12/2016 → 05/2017
    Foresters Financial Services
    Westbury, NY
  • 08/2016 → 11/2016
    Unemployed
    Greenvale, NY
  • 05/2017 → 06/2019
    Foresters Financial Services
    Westbury, NY
  • 01/2019 → 06/2019
    Foresters Advisory Services
    Westbury, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Westbury, NY
Previous Registrations
  • 2019-01-18 → 2019-06-25
    Foresters Advisory Services, Llc
    Westbury, NY
Other Businesses

1. ANGAROLA & MAHABADI WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS, 35% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-12
S63 Uniform Securities Agent State Law Examination 2017-01-23
  • S65 Uniform Investment Adviser Law Examination
    2018-12-12
  • S63 Uniform Securities Agent State Law Examination
    2017-01-23

View on SEC IAPD

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