Alexander Thomas Johnson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 07/2017
  Edward Jones
  St Louis, MO
• 08/2016 → 10/2016
  Jj Taylor
  Minneapolis, MN
• 09/2017 → 04/2020
  Thrivent Investment Management Inc
  Bloomington, MN
• 09/2017 → 04/2020
  Thrivent Financial
  Appleton, WI
• 09/2023 → 11/2024
  Pruco Securities Llc
  St. Louis Park, MN
• 07/2020 → 08/2023
  Guitar Center
  Bloomington, MN
• 05/2020 → 07/2020
  Unemployed
  Maple Grove, MN
• 10/2023 → Present
  The Prudential Insurance Company Of America
  St Louis Park, MN
• 11/2024 → Present
  Lpl Enterprise, Llc
  St. Louis Park, MN

Previous Registrations

• 2023-11-02 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis Park, MN
• 2017-09-06 → 2020-05-11
  Thrivent Investment Management Inc.
  Golden Valley, MN
  Bloomington, MN
• 2017-03-29 → 2017-07-11
  Edward Jones
  Plymouth, MN
  Maple Grove, MN
  St Louis, MO

Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2023-10-02

Other Names

• Alex Thomas Johnson
• Alexander Thomas Johnson
• Alexander Johnson