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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-29
TX RA APPROVED 2019-06-13
PA RA APPROVED 2019-06-06
  • FL RA
    APPROVED
    Since 2024-10-29
  • TX RA
    APPROVED
    Since 2019-06-13
  • PA RA
    APPROVED
    Since 2019-06-06

Branch Locations

475 Rolling Ridge Dr, State College, PA 16801 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 09/2015 Present
Bank Of America King Of Prussia PA 09/2015 11/2016
Main Line Technology Solutions Haverford PA 07/2014 12/2016
Other Businesses

I*99881 For profit or not for profit: For-Profit Organization Name of outside business organization: Main Line Technology Solutions Investment related: N Address of business: Haverford, Pennsylvania 19041 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/17/2014 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of small business operating in technology support, website development, social media advertising. Created business however the company is not currently active and does not have any current clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-05
  • S66 Uniform Combined State Law Examination
    2019-06-05
Other Names
  • Sarah Oseroff

View on SEC IAPD

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