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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-29 |
| IL | RA | APPROVED | 2018-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2016 | 10/2018 |
| Northwestern Mutual Investment Services Llc | Peoria | IL | 11/2016 | 10/2018 |
| Caterpillar | Peoria | IL | 10/1996 | 10/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2017 | 10/2018 |
| Edward Jones | St.LOuis | MO | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-21 |
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