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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-20 |
| NH | RA | APPROVED | 2023-08-14 |
Branch Locations
790 Iyannough Rd, Hyannis, MA 02601 • United States
146 Church St, Pembroke, MA 02359 • United States
35 Commerce Way, Plymouth, MA 02360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 10/2015 | 11/2016 |
| Santander Securities Llc | Dorchester | MA | 11/2016 | 05/2018 |
| Citizens Bank | Plymouth | MA | 05/2018 | 08/2019 |
| Citizens Securities, Inc. | Plymouth | MA | 05/2018 | 08/2019 |
| Santander Bank, Na | Boston | MA | 08/2019 | 08/2023 |
| Santander Securities Llc | Dorchester | MA | 08/2019 | 07/2023 |
| J.P. Morgan Securities Llc | Hingham | MA | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Hingham | MA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-06 |
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