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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-28 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flanigans | Miami | FL | 02/2016 | 10/2016 |
| Unemployed | Miami | FL | 11/2016 | 12/2016 |
| Axa Advisors, Llc | Boca Raton | FL | 12/2016 | 07/2018 |
| Unemployed | Miami | FL | 07/2018 | 10/2018 |
| Wells Fargo Bank Na | Greenville | SC | 10/2018 | 09/2021 |
| Wells Fargo Clearing Services, Llc. | Greenville | SC | 10/2018 | 09/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2021 | 04/2025 |
| Cetera Investment Advisers Llc | Miami | FL | 09/2021 | 04/2025 |
| Regions Bank | Miami | FL | 09/2021 | 04/2025 |
| Lpl Financial Llc | Oviedo | FL | 04/2025 | 05/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2025 | Present |
| Regions Bank | Orlando | FL | 06/2025 | Present |
| Cetera Investment Advisers Llc | Orlando | FL | 08/2025 | Present |
1. OWNER OF RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-02 |
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