Best Investors
Account
Sign in
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-12-10 |
| NY | RA | APPROVED | 2024-12-10 |
| UT | RA | APPROVED | 2023-08-22 |
| CO | RA | APPROVED | 2022-05-13 |
| MI | RA | APPROVED | 2022-01-21 |
| TX | RA | APPROVED_RES | 2022-01-19 |
| CA | RA | APPROVED | 2021-10-05 |
Branch Locations
110 E Wilshire Ave Suite 301, Fullerton, CA 92832 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homemaker | Troy | MI | 09/2013 | 11/2016 |
| New York Life Insurance Co | Southfield | MI | 11/2016 | 03/2018 |
| Nylife Securities Llc | Southfield | MI | 01/2017 | 03/2018 |
| Eagle Securities Llc | Southfield | MI | 02/2018 | 03/2018 |
| Mass Mutual Life Insurance Company | Troy | MI | 03/2018 | 01/2019 |
| Mml Investors Services | Troy | MI | 04/2018 | 01/2019 |
| Mirae Asset Wealth Management (Usa) Inc. | Los Angeles | CA | 02/2019 | 09/2021 |
| Kingswood Capital Partners, Llc | San Deigo | CA | 10/2021 | Present |
| Kingswood Wealth Advisors, Llc | San Diego | CA | 10/2021 | Present |
1)KOREAN AMERICAN CHAMBER OF COMMERCE OF ORANGE COUNTY - NOT-INVESTMENT RELATED - 9828 GARDEN GROVE BLVD., #207, GARDEN GROVE, CA 92844 -NON-PROFIT ORG - BOARD MEMBER - START DATE: 8/22/2019 - 10/HRS PER MONTH - 0 HRS DURING MARKET HRS TO SERVE AS THE VOICE OF KOREA AMERICAN BUSINESSES IN ORANGE COUNTY. Yonsei Global CEO Association,Is Not Investment Related,"1561 E. ORANGETHORPE AVE, SUITE 210, FULLERTON, CA, 92831, United States",Non-Profit Organization,CFO,1/1/2025,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,To serve as the CFO of Yonsei Global CEO Association.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-23 |
Reach out to this advisor