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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-04
UT RA APPROVED 2019-12-04
  • TX RA
    APPROVED_RES
    Since 2019-12-04
  • UT RA
    APPROVED
    Since 2019-12-04

Branch Locations

Highland, UT • United States

95 S. State Street, Suite 850, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pricewaterhousecoopers, Lp Salt Lake City UT 01/2015 10/2016
Lincoln Financial Advisors Salt Lake City UT 11/2016 03/2017
Lincoln Financial Advisors Salt Lake City UT 03/2017 12/2019
Lpl Financial Llc Salt Lake City UT 12/2019 Present
Stratos Wealth Partners, Ltd Salt Lake City UT 12/2019 Present
  • 01/2015 → 10/2016
    Pricewaterhousecoopers, Lp
    Salt Lake City, UT
  • 11/2016 → 03/2017
    Lincoln Financial Advisors
    Salt Lake City, UT
  • 03/2017 → 12/2019
    Lincoln Financial Advisors
    Salt Lake City, UT
  • 12/2019 → Present
    Lpl Financial Llc
    Salt Lake City, UT
  • 12/2019 → Present
    Salt Lake City, UT
Previous Registrations
  • 2017-06-30 → 2019-12-04
    Osaic Fa, Inc.
    Salt Lake City, UT
Other Businesses

1) 10/17/2019 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 2) 10/17/2019 - Weave Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 3) 10/17/2019 - Richard Gallacher - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/2019 - 5 hr/mth 4) 12/03/2019 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 1/2/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Weave Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 6) 1/2/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
  • S66 Uniform Combined State Law Examination
    2017-06-27

View on SEC IAPD

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