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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-07-11
TX RA APPROVED 2021-12-20
  • VA RA
    APPROVED
    Since 2024-07-11
  • TX RA
    APPROVED
    Since 2021-12-20

Branch Locations

Fairfax, VA • United States

3141 Fairview Park Drive Suite 250, Falls Church, VA 22042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A Buffalo Grove IL 05/2016 01/2017
Lpl Financial, Llc Deerfield IL 01/2017 12/2021
Equitable Advisors New York NY 12/2021 Present
  • 05/2016 → 01/2017
    N/A
    Buffalo Grove, IL
  • 01/2017 → 12/2021
    Deerfield, IL
  • 12/2021 → Present
    Equitable Advisors
    New York, NY
Previous Registrations
  • 2017-03-30 → 2021-12-14
    Deerfield, IL
    Deerfield, IL
    Needham, MA
Other Businesses

1) HMD WEALTH MANAGEMENT INC. 4587 MARSHALL HILLS LN, FAIRFAX, VA 22030, PRESIDENT/OWNER, DUTIES: ACTIVITIES ASSOCIATED WITH EQUITABLE ADVISORS, DBA, START DATE: 4/30/21, 160 HRS PER MO, BANK ACCT, SIGNATOR; 2) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER (REVISED 10/10/2015), TRUSTEE FOR SPOUSE, CON HAN AND HONGMEI DENG REVOCABLE TRUST; 3) OUTSIDE INSURANCE BROKERAGE BUSINESS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-29
  • S66 Uniform Combined State Law Examination
    2017-03-29

View on SEC IAPD

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