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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-07-11 |
| TX | RA | APPROVED | 2021-12-20 |
Branch Locations
3141 Fairview Park Drive Suite 250, Falls Church, VA 22042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N/A | Buffalo Grove | IL | 05/2016 | 01/2017 |
| Lpl Financial, Llc | Deerfield | IL | 01/2017 | 12/2021 |
| Equitable Advisors | New York | NY | 12/2021 | Present |
1) HMD WEALTH MANAGEMENT INC. 4587 MARSHALL HILLS LN, FAIRFAX, VA 22030, PRESIDENT/OWNER, DUTIES: ACTIVITIES ASSOCIATED WITH EQUITABLE ADVISORS, DBA, START DATE: 4/30/21, 160 HRS PER MO, BANK ACCT, SIGNATOR; 2) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER (REVISED 10/10/2015), TRUSTEE FOR SPOUSE, CON HAN AND HONGMEI DENG REVOCABLE TRUST; 3) OUTSIDE INSURANCE BROKERAGE BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-29 |
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